The Chance of the Alternatives
8: The Historical Commitment
of Philosophy
The commitment of analytic philosophy to the mutilated
reality of thought and speech shows forth strikingly in its treatment of universals.
The problem was mentioned before, as part of the inherent historical and
at the same time transcendent, general character of philosophic concepts.
It now requires a more detailed discussion. Far from being only an abstract
question of epistemology, or a pseudo-concrete question of language and its
use, the question of the status of universals is at the very center of philosophic
thought. For the treatment of universals reveals the position of a philosophy
in the intellectual culture-its historical function.
Contemporary analytic philosophy is out to exorcize such
"myths" or metaphysical "ghosts" as Mind, Conscious- ness,
Will, Soul, Self, by dissolving the intent of these concepts into statements
on particular identifiable operations, performances, powers, dispositions,
propensities, skills, etc. The result shows, in a strange way, the impotence
of the destruction-the ghost continues to haunt. While every interpretation
or translation may describe adequately a particular mental process, an act
of imagining what I mean when I say "I," or what the priest means
when he says that Mary is a "good girl," not a single one of these
reformulations, nor their sum-total, seems to capture or even circumscribe
the full meaning of such terms as Mind, Will, Self, Good. These universals
continue to persist in common as well as "poetic" usage, and either
usage distinguishes them from the various modes of behavior or disposition
that, according to the analytic philosopher, fulfill their meaning.
To be sure, such universals cannot be validated by the
assertion that they denote a whole which is more and
other than its parts. They apparently do, but this "whole" requires
an analysis of the unmutilated experiential context.
If this: supra-linguistic analysis is rejected, if the ordinary
language is taken at face
value-that is, if a deceptive universe of general understanding among people
is substituted for the prevailing universe of misunderstanding and administered
communication-then the incriminated universals are indeed translatable, and
their "mythological" substance can be dissolved into modes of behavior
and dispositions.
However, this dissolution itself must be questioned-not,
only on behalf of the philosopher, but on behalf of the ordinary people in
whose life and discourse such dissolution takes" place. It is not their
own doing and their own saying; it' happens to them and it violates them as
they are compelled,
by the "circumstances," to identify their mind
with the, mental processes, their self with the roles and functions, which they have to perform in their society. If philosophy does not comprehend
these processes of translation and identification as societal processes-i.e., as a mutilation
of : the mind (and the body) inflicted upon the individuals by their society-philosophy
struggles only with the ghost of the substance which it wishes to de-mystify.
The mystifying character adheres, not to the concepts of "mind,"
"self,. "consciousness,. etc. but rather to their behavioral translation.
The translation is deceptive precisely because it translates the concept faithfully into modes of actual behavior, propensities, and dispositions and, in so doing, it takes
the mutilated
and organized appearances ( themselves real enough!) for the reality.
However, even in this battle of the ghosts, forces are
called up which might bring the phony war to an end. One of the disturbing problems in analytic philosophy is that of statements on universals such as "nation,"
"state," "the British Constitution,"
"the University of Oxford," "England." [1]
No particular entities whatsoever correspond to these
universals, and still it makes perfect sense, it is even unavoidable, to say
that "the nation" is mobilized, that "England" declared
war, that I studied at the "University of Oxford." Any reductive
translation of such statements seems to change their meaning. We can say that
the University is no particular entity over and above its various colleges,
libraries, etc., but is just the war in which the latter are organized, and
we can apply the same explanation, modified, to the other statements. However,
the war in which such things and people are organized, integrated, and administered
operates as an entity different from its component parts-to such an
extent that it can dispose of life and death, as in the case of the nation
and the constitution. The persons who execute the verdict, if they are identifiable
at all, do so not as these individuals but as "representatives"
of the Nation, the Corporation, the University. The U.S. Congress, assembled
in session, the Central Committee, the Party, the Board of Directors and Managers,
the President, the Trustees, and the Faculty, meeting and deciding on policy
are tangible and effective entities over and above the component individuals.
They are tangible in the records, in the results of their laws, in the nuclear
weapons they order and produce, in the appointments, salaries, and requirements
they establish. Meeting in assembly, the individuals are the spokesmen (often
unaware) of institutions, influences, interests embodied in organizations.
In their decision (vote, pressure, propaganda) -itself the outcome of competing
institutions and interests-the Nation, the Party, the Corporation, the University
is set in motion, preserved, and reproduced-as a (relatively) ultimate, universal
reality, overriding the particular institutions or peoples subjected to it.
This reality has assumed a superimposed, independent
existence; therefore statements concerning it mean a real universal and cannot
be adequately translated into statements concerning particular entities. And
yet, the urge to try such translation, the protest against
its impossibility,
indicates that there is
something wrong here. To make good sense, "the
nation, " or "the Party," ought to be translatable into its constituents and components. The fact that it
is not, is a historical fact which gets in the war of linguistic and
logical analysis.
The disharmony between the individual and the social
needs, and the lack of representative institutions in which the individuals
work for themselves and speak for themselves, lead to the reality of such
universals as the Nation, the Party, the Constitution, the Corporation, the
Church-a reality which is not identical with any particular identifiable I entity
(individual, group, or institution). Such universals ' express
various degrees and modes of reification. Their independence, although real,
is a spurious one inasmuch as it
is that of particular powers which have organized the
whole I of society. A retranslation which would dissolve the
spurious substance of the universal is still a desideratum-but it is a: political
desideratum.
On croit mourir pour la Classe, on meurt pour les gens du
Parti. On croit mourir pour la Patrie, on meurt pour les Industriels. On croit
mourir pour la Liberté des Personnes, on meurt pour la Liberté des dividendes.
On croit mourir pour Je Prolétariat, on meurt pour sa Bureaucratie. On croit
mourir sur I'ordre d'un Etat, on meurt pour l' Argent qui le tient. On croit
mourir pour une nation, on meurt pour les bandits qui la baillonnent. On croit-mais
pourquoi croirait-on dans une ombre si épaisse? Croire, mourir?
. . . quand il s'agit d'apprendre
a vivre?[2]
This is a genuine "translation" of hypostatized
universals into concreteness, and yet it acknowledges the reality of the universal
while calling it by its true Dame. The hypostatized whole resists analytic
dissolution, not because it is a mythical entity behind the particular entities
and performances but because it is the concrete, objective ground of their
functioning in the given social and historical context. As such, it is a real
force, felt and exercised by the individuals in their actions, circumstances,
and relationships. They share in it (in a very unequal way); it decides on
their existence and their possibilities. The real ghost is of a very forcible
reality -that of the separate and independent power of the whole over the
individuals. And this whole is not merely a perceived Gestalt (as in
psychology), nor a metaphysical absolute (as in Hegel) , nor a totalitarian
stare (as in poor political science )-it is the established state of affairs
which deter- mines the life of the individuals.
However, even if we grant such a reality to these political
universals, do not all the other universals have a very different status?
They do, but their analysis is all too easily kept within the limits of academic
philosophy. The following discussion does not claim to enter into the "problem
of universals," it only tries to elucidate the (artificially) limited
scope of philosophic analysis and to indicate the need for going beyond these
limits. The discussion will again be focused on substantive as distinguished from logico-mathematical universals
(set, number, class, etc.), and, among the former, on the more abstract and
controversial concepts which present the real challenge to philosophic thought.
The
substantive universal not only abstracts from concrete entity, it also denotes
a different entity. The mind is more and other than conscious acts and behavior.
Its reality might tentatively be described as the manner or mode in which
these particular acts are synthetized, integrated by an individual. One might
be tempted to gay a priori synthetized by a "transcendental apperception,"
in the sense that the integrating synthesis which fenders the particular processes
and acts possible precedes them, shapes them, distinguishes them from
..other minds." Still, this formulation would do violence to Kant's concept,
for the priority of such consciousness is an empirical one, which includes
the supra-individual experience, ideas, aspirations, of particular social
groups.
In view of these characteristics, consciousness may well be called a disposition,
propensity, or faculty. It is not one individual disposition or faculty among
others, however, hut in a strict sense a general disposition which is common,
in various degrees, to the individual members of one group, class, society.
On these grounds, the distinction between true and false consciousness becomes
meaningful. The former would synthetize the data of experience in concepts
which reflect, as fully and adequately as possible, the given society in the
given facts. This "sociological" definition is suggested, not because
of any prejudice in favor of sociology, but because of the factual ingression
of society into the data of experience. Consequently, the repression of society
in the formation of concepts is tantamount to an academic confinement of experience,
a restriction of meaning.
Moreover, the normal restriction of experience produces
a pervasive tension, even conflict, between "the mind" and the mental
processes, between "consciousness" and conscious acts. If I speak
of the mind of a person, I do not merely refer to his mental processes as
they are revealed in his expression, speech, behavior, etc., nor merely of
his dispositions or faculties as experienced or inferred from experience.
I also mean that which he does not express, for which he shows no
disposition, hut which is present nevertheless, and which determines,
to a considerable extent, his behavior, his understanding, the formation and
range of his concepts.
Thus "negatively present" are the specific
"environmental" forces which precondition his mind for the spontaneous
repulsion of certain data, conditions, relations. They are present as repelled
material. Their absence is a reality-a positive factor that explains
his actual mental processes, the meaning of his words and behavior. Meaning
for whom? Not only for the professional philosopher, whose task it is to rectify
the wrong that pervades the universe of ordinary discourse, hut also for those
who suffer this wrong although they may not be aware of it-for Joe Doe and
Richard Roe. Contemporary linguistic analysis shirks this task by interpreting
concepts in terms of an impoverished and preconditioned mind. What is at stake
is the unabridged and unexpurgated intent of certain key concepts, their function
in the unrepressed understanding of reality-in non-conformist, critical thought.
Are the remarks just submitted on the reality content
of such universals as "mind" and "consciousness" applicable
to other concepts, such as the abstract Jet substantive universals, Beauty,
Justice, Happiness, with their contraries? It seems that the persistence
of these untranslatable universals as nodal points of thought reflects the
unhappy consciousness of a divided world in which "that which is"
falls short of, and even denies, "that which can be." The irreducible
difference between the universal and its particulars seems to be rooted in
the primary experience of the inconquerable difference between potentiality
and actuality-between two dimensions of the one experienced world.
The universal comprehends in one idea the possibilities which are realized,
and at the same time arrested, in reality.
Talking of a beautiful girl, a beautiful landscape,
a beautiful picture, I certainly have very different things in . mind.
What is common to al1 of them- "beauty"-is neither a mysterious
entity, not a mysterious word. On the contrary, nothing is perhaps more direct1y
and clearly experienced than the appearance of "beauty" in
various beautiful objects. The boy friend and the philosopher, the artist
and the mortician may "define" it in very different ways, but they
all define the same specific state or condition-some quality or qualities
which make the beautiful contrast with other objects. In this vagueness
and directness, beauty is experienced in the beautiful-that is, it is seen,
heard, smelled, touched, felt, comprehended. It is experienced almost as a
shock, perhaps due to the contrast-character of beauty, which breaks
the circle of everyday experience and opens (for a short moment) another
reality (of which fright may be an integral element).[3]
This description is of precisely that metaphysical
character which positivistic analysis wishes to eliminate by translation,
but the translation eliminates that which was to be defined. There are many
more or less satisfactory "technical" definitions of beauty
in aesthetics, but there seems to be only one which preserves the experiential
content of beauty and which is therefore the least exact definition-beauty
as a "promesse de bonheur." [4] It
captures the reference to a condition of men and things, and to a relation
between men and things which occur momentarily while vanishing, which appear in as many different forms as there are individuals and which, in vanishing, manifest what can be. The protest against
the vague, obscure, metaphysical character of such universals, the insistence
on familiar concreteness and protective security of common and scientific
sense still reveal something of that primordial anxiety which guided the recorded
origins of philosophic thought in its evolution from religion to mythology,
and from mythology to logic; defense and security still are large items in
the intellectual as well as national budget. The unpurged experience seems
to be more familiar with the abstract and universal than is the analytic philosophy;
it seems to be embedded in a metaphysical world.
Universals are primary elements of experience-universals not as philosophic
concepts but as the very qualities of the world with which one is daily confronted.
What is experienced is, for example, snow or rain or beat; a street; an office
or a boss; love or hatred. Particular things (entities) and events only appear
in (and even as) a cluster and continuum of relationships, as incidents
and parts in a general configuration from which they are inseparable; they
cannot appear in any other war without losing their identity. They are particular
things and events only against a general background which is more than background-it
is the concrete ground on which they arise, exist, and pass. This ground is
structured in such universals as color, shape, density, hardness or softness,
light or darkness, motion or rest. In this sense, universals seem to designate
the "stuff" of the world: .
"We may perhaps define the 'stuff'
of the world as what is designated by words which, when correctly used, occur
as subjects of predicates or terms of relations. In that sense, I should say
that the stuff of the world consists of things like whiteness, rather than of objects having the property
of being white." "Traditionally, qualities, such as white or hard
or sweet, counted as universals, but if the above theory is valid, they are
syntactically more akin to substances."[5]
The substantive character of "qualities" points
to the experiential origin of substantive universals, to the manner in which
concepts originate in immediate experience. Humboldt's philosophy of language
emphasizes the experiential character of the concept in its relation to the
ward; it leads him to assume an original kinship not only between concepts
and words, but also between concepts and sounds (Laute). However, if
the ward, as the vehicle of concepts, is the real "element" of language,
it does not communicate the concept ready-made, nor does it contain the concept
already fixed and "closed." The ward merely suggests a concept,
relates itself to a universal.[6]
But precisely the relation of the ward to a substantive
universal (concept) makes it impossible, according to Humboldt, to imagine
the origin of language as starting from the signification of objects by words
and then proceeding to their combination (Zusammenfügung):
In reality, speech is not put together from preceding
words, hut quite the reverse: words emerge from the whole of speech (aus
dem Ganzen der Rede).[7]
The "whole" that here comes to view must be
cleared from all misunderstanding in terms of an independent entity, of a
"Gestalt," and the like. The concept somehow expresses the difference
and tension between potentiality and actuality -identity in this difference.
It appears in the relation between the qualities (white, hard; but also beautiful,
free, just) and the corresponding concepts (whiteness, hardness,
beauty, freedom, justice). The abstract character of the latter seems
to designate the more concrete qualities as part-realizations, aspects, manifestations
of a more universal and more "excellent" quality,
which is experienced in the concrete.[8]
And
by virtue of this relation, the concrete quality seems to represent
a negation as well as realization of the universal. Snow is white hut not
"whiteness"; a girl may be beautiful, even a beauty, hut
not "beauty"; a country may be free (in comparison with others)
because its people have certain liberties, hut it is not the very embodiment
of free- dom. Moreover, the concepts are meaningful only in experienced contrast
with their opposites: white with not white, beautiful with not beautiful.
Negative statements can sometimes be translated into positive ones: "black"
or "grey" for "not white," "ugly" for "not
beautiful."
These
formulations do not alter the relation between the abstract concept and its
concrete realizations: the universal concept denotes that which the particular
entity is, and is not, The translation can eliminate the hidden negation
by reformulating the meaning in a non-contradictory proposition, but the untranslated
statement suggests a real want. There is more in the abstract noun (beauty,
freedom) than in
the qualities ("beautiful," "free")
attributed to the particular person, thing or condition. The substantive universal
intends qualities which surpass all particular experience, hut persist in
the mind, not as a figment of imagination nor as more logical possibilities
hut as the "stuff" of which our world consists. No snow is
pure white, nor is any cruel beast or man an the cruelty man knows-knows
as an almost in- exhaustible force in history and imagination.
Now
there is a large class of concepts-we dare say, the philosophically
relevant concepts-where the quantitative relation between the universal and
the particular assumes a qualitative aspect, where the abstract universal
seems to designate potentialities in a concrete, historical : sense. However
"man," "nature," "justice," "beauty"
or "freedom" may be defined, they synthetize experiential contents
into ideas which transcend their particular realizations , as something that is to
be surpassed, overcome. Thus the concept of beauty comprehends all the beauty
not yet; realized; the concept of freedom all the liberty not yet
attained.
Or,
to take another example, the philosophic concept "man" aims at the
fully developed human faculties which are his distinguishing faculties, and
which appeal as possibilities of the conditions in which men actually live.
The ' concept articulates the qualities which are considered "typically
human." The vague phrase may serve to elucidate the ambiguity in such
philosophic definitions-namely, they assemble the qualities which pertain
to all men as contrasted with other living beings, and, at the same
time, are claimed as the most adequate or highest realization of man.[9]
Such universals thus appear as conceptual instruments
for understanding the particular conditions of things in the light of their
potentialities. They are historical and supra- historical; they conceptualize
the stuff of which the experienced world consists, and they conceptualize
it with a view of its possibilities, in the light of their actual limitation,
suppression, and denial. Neither the experience nor the judgment is private.
The philosophic concepts are formed and developed in the consciousness of
a general condition in a historical continuum; they are elaborated from an
individual position within a specific society. The stuff of thought is historical
stuff-no matter how abstract, general, or pure it may become in philosophic
or scientific theory. The abstract-universal and at the same time historical
character of these "eternal objects" of thought is recognized and
clearly stated in Whitehead's Science and the Modern World:[10]
“Eternal objects are .
. . in their nature, abstract.
By 'abstract' I mean that what an eternal object is in itself-that is to say,
its essence-is comprehensible without reference to same one particular experience.
To be abstract is to transcend the particu1ar occasion of actual happening.
But to transcend an actual occasion does not mean being disconnected from
it. On the contrary, I hold that each eternal object has its own proper connection
with each such occasion, which I term its mode of ingression into that occasion.”
“Thus the metaphysical status of an eternal object is that of a possibility
for an actuality. Every actual occasion is defined as to its character by
how these possibilities Ire actualized for that occasion.”
Elements of experience, projection and anticipation of
real possibilities enter into the conceptual syntheses-in respectable form
as hypotheses, in disreputable form as "metaphysics." In various
degrees, they are unrealistic because they transgress beyond the established
universe of behavior, and they may even be undesirable in the interest of
neatness and exactness. Certainly, in philosophic analysis,
"Little real advance .
. . is to be hoped for in expanding
Our universe to include
so-called possible entities, " [11]
but it all depends on how Ockham's Razor is applied,
that is to gay, which possibilities are to be cut off. The possibility of
' an
entirely different societal organization of life has nothing in common with
the "possibility" of a man with a green hat appearing in all doorways
tomorrow, hut treating them with the same logic may serve the defamation of
undesirable possibilities. Criticizing the introduction of possible entities,'
Quine writes that such an
"overpopulated universe is in many ways unlovely.
It offends the aesthetic sense of us who have a taste for desert landscapes,
hut this is not the worst of it. [Such a] slum of possibles is a breeding
ground for disorderly elements."[12]
Contemporary philosophy hag rarely attained a more authentic
formulation of the conflict between its intent and its function. The linguistic
syndrome of "loveliness," "aesthetic sense," and "desert
landscape" evokes the liberating air, of
Nietzsche's thought, cutting into Law and Order, while the "breeding
ground for disorderly elements" belongs to the language spoken by the
authorities of Investigation and Information. What appeals unlovely and disorderly
from the; logical point of view, may well comprise the lovely elements' of
a different order, and may thus be an essential part of the: material from
which philosophic concepts are built. Neither' the most refined aesthetic
sense nor the most exact philosophic concept is immune against history. Disorderly
elements enter into the purest objects of thought. They too are detached from
a societal ground, and the contents from which they abstract guide the abstraction.
Thus the spectre of “historicism" is raised.
If thought proceeds from historical conditions which continue to operate in
the abstraction, is there any objective basis on which distinction can be
made between the various possibilities projected by thought-distinction between
different and conflicting ways of conceptual transcendence? Moreover, the
question cannot be discussed with reference to different philosophic projects
only.[13]
To the degree to which the philosophical project is ideological, it
is part of a historical project-that is, it pertains to a specific
stage and level of the societal development, and the critical philosophic
concepts refer (no matter how indirectly!) to alternative possibilities of
this development.
The quest for criteria for judging between different philosophic projects
thus leads to the quest for criteria for judging between different historical
projects and alternatives, between different actual and possible ways of understanding
and changing man and nature. I shall submit only a few propositions which
suggest that the internal historical character of the philosophic concepts,
far from precluding objective validity, defines the ground for their objective
validity.
In speaking and thinking for himself, the philosopher
speaks and thinks from a particular position in his society, and he does so
with the material transmitted and utilized by this society. But in doing this,
he speaks and thinks into a common universe of facts and possibilities. Through
the various individual agents and layers of experience, through the different
"projects" which guide the modes of thought from the business of
everyday life to science and philosophy, the interaction between a collective
subject and a common world persists and constitutes the objective validity
of the Universals. It is objective:
(1)
by virtue of the matter (stuff) opposed to the apprehending and comprehending
subject. The formation off concepts remains determined by the structure of
matter not dissoluble into subjectivity (even if the structure is entirely
mathematical-logical). No concept can be valid which defines its object by
properties and functions that do not belong to the object (for example; the
individual cannot be
defined as capable of becoming identical with another
individual; man as capable of remaining eternally young). However, matter
confronts the subject in a historical universe, and objectivity appeals under
an open historical horizon; it is changeable.
(2) by virtue of the structure of the specific society in, which the development
of concepts takes place. This structure is common to all subjects in the respective
universe., They exist under the same natural conditions, the same regime of
production, the same mode of exploiting the social; wealth, the same heritage
of the Fast, the same range of possibilities. All the differences and conflicts
between classes,: groups, individuals unfold within this common framework.
The objects of thought and perception as they appear to the individuals
prior to all "subjective" interpretation have in common certain
primary qualities, pertaining to these., two layers of reality: (1) to the
physical (natural) structure of matter, and (2) to the form which matter has
acquired:; in the collective historical practice that has made it (matter)
into objects for a subject. The two layers or aspects of objectivity (physical
and historical) are interrelated in such a way that they cannot be insulated from each oth
' the historical aspect can never be eliminated so radically that only the
"absolute" physical layer remains.
For example, I have tried to show that, in the technological reality, the
object world (including the subjects) is experienced as a world of instrumentalities.
The technological context predefines the form in which the objects appear. They appeal to the scientist a priori as value-free
elements or complexes of relations, susceptible to organization in an effective
mathematico-logical system; and they appeal to common sense as the stuff of
work or leisure, production or consumption. The object-world is thus the world
of a specific historical project, and is never accessible outside the historical
project which organizes matter, and the organization of matter is at one and
the same time a theoretical and a practical enterprise.
I have used the term "project" so repeatedly
because it seems to me to accentuate most clearly the specific character of
historical practice. It results from a determinate choice, seizure of one
among other ways of comprehending, organizing, and transforming reality. The
initial choice defines the range of possibilities open on this way, and precludes
alternative possibilities incompatible with it.
I shall now propose some criteria for the truth value
of different historical projects. These criteria must refer to the manner
in which a historical project realizes given possibilities-not formal possibilities
hut those involving the modes of human existence. Such realization is actually
under war in any historical situation. Every established society is such a
realization; moreover, it tends to prejudge the rationality of possible
projects, to keep them within its framework. At the same time, every established
society is confronted with the actuality or possibility of a qualitatively
different historical practice which might destroy the existing institutional
framework. The established society has already demonstrated its truth value
as historical project. It has succeeded in organizing man's struggle with
man and with nature; it reproduces end protects (more or less adequately)
the human existence (always with the exception of the existence of those who.
are the declared outcasts, enemy-aliens, and other victims of the system).
But against this project in full realization emerge other projects, and among them those which would change
the established one in its totality. It is with reference to such a transcendent
project that the criteria for objective historical truth can best be formulated
as the criteria of its rationality:
(1)
The transcendent project must be in accordance; with the real possibilities
open at the attained level of the material and intellectual culture.
(2)
The transcendent project, in order to falsify the established totality, must
demonstrate its own higher rationality in the threefold sense that
(a) it offers the prospect of preserving and improving the productive achievements
of civilization; (b) it defines the established totality in its very structure,
basic tendencies, and relations; (c) its realization offers a greater chance
for the pacification of existence, within the framework of institutions which
offer a greater chance for the free;; development of human needs and faculties.
Obviously,
this nation of rationality contains, especially in the last statement, a value
judgment, and I reiterate what I stated before: I believe that the very concept
of Reason , originates in this value judgment, and that the concept of truth cannot
be divorced from the value of Reason.
"Pacification," "free development of human needs and faculties"-these
concepts can be empirically defined in terms of the available intellectual
and material resources and capabilities and their systematic use for attenuating
the struggle for existence. This is the objective ground of historical rationality.
If the historical continuum itself provides the objective ground for determining
the truth of different historical projects, does it also determine their sequence
and their limits? Historical truth is comparative; the rationality of the
possible depends on that of the actual, the truth of the transcending project
on that of the project in realization. Aristotelian science was falsified
on the basis of its achievements; if capitalism were falsified by communism,
it would be by virtue of its own achievements. Continuity is preserved through
rupture: quantitative development becomes qualitative change if it attains
the very structure of an established system; the established rationality becomes
irrational, when, in the course of its internal development, the potentialities
of the system have outgrown its institutions. Such internal refutation pertains
to the historical character of reality, and the same character corners upon
the concepts which comprehend this reality their critical intent. They recognize
and anticipate the irrational in the established reality-they project the
historical negation.
Is
this negation a "determinate- one-that is, is the internal succession
of a historical project, once it has become a totality, necessarily pre-determined
by the structure of this totality? If so, then the term "project"
would be deceptive. That which is historical possibility would sooner or later
be real; and the definition of liberty as comprehended necessity would have
a repressive connotation which it does not have. All this may not matter much.
What does matter is that such historical determination would (in spite of
all subtle ethics and psychology) absolve the crimes against humanity which
civilization continues to commit and thus facilitate this continuation.
I suggest the phrase "determinate choice" in order to emphasize
the ingression of liberty into historical necessity; the phrase does no more
than condense the proposition that men make their own history but make it
under given conditions. Determined are (1) the specific contradictions which
develop within a historical system as manifestations of the conflict between the potential and the actual; (2) the material
and intellectual resources available to the respective system; (3) the extent
of theoretical and practical freedom compatible with the system. These conditions
leave open alternative possibilities of developing and utilizing the avail-
able resources, alternative possibilities of "making a living,"
of organizing man’s struggle with nature.
Thus, within the framework of a given situation, industrialization can
proceed in different ways, under collective or private control, and, even under private control,
in different directions of progress and with different aims. The choice is primarily (but only primarily!) the privilege of those groups which have attained control over the productive
process. Their control projects the war of life for the whole, and the ensuing and enslaving necessity is the result of their freedom. And the possible abolition of this necessity
depends on a new ingression of freedom-not any freedom, hut that of men who
comprehend the given necessity as insufferable pain, and as unnecessary.
As historical process, the dialectical process involves
consciousness: recognition and seizure of the liberating potentialities. Thus
it involves freedom. To the degree to which consciousness is determined by
the exigencies and interests of the established society, it is "unfree";
to the degree to which the established society is irrational, the consciousness
becomes free for the higher historical rationality only in the struggle against
the established society. The truth j and the freedom of negative thinking have their ground
and reason in this struggle. Thus, according to Marx, the proletariat is the
liberating historical force only as revolutionary force; the determinate negation
of capitalism occurs if and when the proletariat has become
conscious of itself and of the conditions and processes which make up its
society. This consciousness is prerequisite as well as an element of the negating practice. This
“if” is essential to historical progress -it is the element of freedom (and
chance!) which opens the possibilities of conquering the necessity of the
given facts. Without it, history relapses into the darkness of unconquered
nature.
We have encountered the "vicious circle" of
freedom and liberation before;[14]
here it reappears as the dialectic of the determinate negation. Transcendence
beyond the established conditions (of thought and action) presupposes transcendence
within these conditions. This negative freedom- 1e., freedom from the
oppressive and ideological power of given facts-is the a priori of
the historical dialectic; it is the element of choice and decision in and
against historical determination. None of the given alternatives is by
itself determinate negation unless and until it is consciously seized
in order to break the power of intolerable conditions and attain the more
rational, more logical conditions rendered possible by the prevailing ones.
In any case, the rationality and logic invoked in the movement of thought
and action is that of the given conditions to be transcended The negation
proceeds on empirical grounds; it is a historical project within and beyond
an already going project, and its truth is a chance to be determined on these
grounds.
However, the truth of a historical project is not validated
ex post through success, that is to say, by the fact that it is accepted
and realized by the society. Galilean science was true while it was still
condemned; Marxian theory was already true at the time of the Communist Manifesto;
fascism remains false even if it is in ascent on an international scale ("true"
and "false" always in the sense of historical rationality as defined
above). In the contemporary period, all historical projects tend to be polarized
on the two conflicting totalities-capitalism
and communism, and the outcome seems to depend on two antagonistic series
of factors: (1) the greater force of destruction; (2) the greater productivity
without destruction. In other words, the higher historical truth would pertain
to the system which offers the greater chance of pacification.
[1] See Gilbert Ryle, The Concept of Mind loc. cit.,
p. 17 f. and passim; J. Wisdom, "Metaphysics and Verification,"
in: Philosophy and Psycho-Analysis, Oxford 1953; A. G. N. Flew, Introduction
to Logic and Language (First Series), Oxford 1955; D. F. Pears, "Universals,"
in ibid., Second Series, Oxford 1959; J. O. Urmson, Philosophical Analysis,
Oxford ; B. Russell, My Philosophical Development,
New York 1959, p. 223 f; Peter Laslett (ed.) Philosophy, Politics
and Society, Oxford 1956, p. 22 ff.
[2] "They believe they are dying for the Class, they
die for the Party boys. They believe they are dying for the Fatherland,
they die for the the Industrialists. They believe they are dying for the
freedom of the Person, they die for the Freedom of the dividends. They believe
they are dying for the Proletariat, they die for its Bureaucracy. They believe
they are dying by orders of a State, they die for the money which holds
the State. They believe they are dying for a nation, they die for the bandits
that gag it. They believe-but why would one believe
in such darkness? Believe-die?-when it is a matter of learning to live?"
Francois Perroux, La Coexistence pacifique, loc. cit. vol. III,
p. 631.
[3] Rilke, Duineser
Elegien, Erste Elegie
[4] Stendhal.
[5] Bertrand Russell, My Philosophical Development (New
York, Simon and Schuster, 1959), p. 170-171.
[6] Wilhelm v. Humboldt, Ueber die
Verschiedenheit des menschlichen Sprachbaues. . . . loc cit.,
p. 197.
[7] Ibid., p. 74-75
[8] See p. 214.
[9] This interpretation, which stresses the normative
character of universals, may be related to the conception of the universal
in Greek philosophy-namely, the nation of the most general as the highest,
the first in excellence and therefore the real reality: ". .
. generality is not a subject but a predicate, a predicate precisely of
the firstness implicit in superlative excellence of performance. Generality,
that is to say, is general precisely because and only to the extent that
it is like firstness. It is general, then, not in the manner of a logical
universal or class-concept but in the manner of a norm which, only because
universally binding, manages to unify 8 multiplicity of parts into a single
whole. It is all-important to realize that: the relation of this whole to its parts is not mechanical
(whole = sum of its parts) but immanently
teleological (whole = distinct from the sum of its parts). Moreover, this
immanently teleological view of wholeness functional without being purposive,
for all its relevance to the life-phenomenon, is not exclusively or even
primarily an 'organismic' category. It rooted, instead, in the immanent,
intrinsic functionality of excellence such, which unifies a manifold
precisely in the process of 'aristocratizing’ it, excellence and unity being
the very conditions of the manifold's full reality even as manifold.' Harold
A. T. Reiche, "General Because First": Presocratic Motive in
Aristotle's Theology (Massachusetts Institute of Technology, Cambridge,
1961, Publications in Humanities no. 52), p. 105 f.
[10] (New
York, Macmillan, 1926), p. 228f
[11] W. V. O. Quine, From a Logical Point of View, loc.
cit., p. 4.
[12] lbid.
[13] For this use of the term "project" see Introduction.
p. xvi.
[14] See p. 41.